Open Account
2021
HKEX
Top Market Maker – ETP Turnover
Top Participating Dealer – ETF Creation & Redemption
Insights & Mandate
Best ESG Manager (Hong Kong)
Most Innovative Product (Hong Kong) – Haitong MSCI China A ESG ETF
2020
GlobalCapital Asia
Best Asian Investment Bank?
HKEJ
Listed Company Awards of Excellence ?
The Asset
Best Wealth Manager (Hong Kong) ?
Asiamoney
Securities House of the Year (Hong Kong)?
Best for Cross Border ECM?
Asia Risk
Securities House of the Year ?
HR Asia
Best Companies to Work for in Asia (Hong Kong Edition)
AsianInvestor
Best Fund House, China Offshore ?
Bloomberg BusinessWeek
Derivatives Provider of the Year – Excellence
HKEX
Top Market Marker - ETP Turnover
2019
Refinitiv
Japan – Category Stockpicker – Industrial
Asiamoney
Best Securities House of the Year – Hong Kong
The Asset
?Best ETF Market Maker (Hong Kong)?
?Best Wealth Manager (Hong Kong) - Rising Star?
Asia Risk
?Securities House of the Year?
FinanceAsia
?Best Broker in Hong Kong (Chinese Financial Institutions)?
Bloomberg BusinessWeek
Derivatives Provider of the Year – Excellence Award
Bonds – Excellence Award
HR Asia
Best Companies to Work for in Asia (Hong Kong Edition)
Asia Asset Management
Asian Rising Star - WINNER
Most Innovative Product - WINNER
2018
Asiamoney
Best Securities House of the Year – Hong Kong
Asia Risk
Securities House of the Year
The Asset
Best ETF Market Maker
Best Equity Derivatives House
Euromoney
Best Hong Kong Investment Bank
Bloomberg BusinessWeek
Derivatives of the Year Excellence Award
Securities Company of the Year Outstanding Award
Wealth Management Platform Outstanding Award?
Risk Management Outstanding Award?
HR Asia
Best Companies to Work for in Asia 2018 (Hong Kong Chapter)
AsianInvestor
The Best Fund House – China Offshore
Best Business Development
HKEX
Top Shanghai Connect Trading – Chinese Broker
Top Shenzhen Connect Trading – Chinese Broker
Top Securities Market Maker L&I Product Turnover
Top Securities Market Maker ETF Turnover
Market Maker/Liquidity Provider Award in Stock Futures
HKEX Gold Futures Active Participant Award 2018 Liquidity Provider
MPF Ratings
2018 Best 1 Year Performance Awards– Equity Fund (China &Hong Kong)?
2018 Best 1 Year Performance Awards– Equity Fund (International)?
Asia Asset Management
Best RMB Offshore Fund – 7 Years?
Hong Kong - Best RMB Manager?
2017
GlobalCapital Asia
Best Asian IB?
Thomson Reuters
Tokyo-based research analyst Mark Brown ranked No.1 in “Top Industry Stock Pickers – Real Estate” in Japan for the second consecutive year. ?
Research analyst Michael Makdad and Tsutomu Kijima ranked No. 2 in “Top Industry Stock Pickers – Banks” and “Top Industry Stock Pickers – Machinery” in Japan respectively.
Asia Risk
Securities House of the Year ?
FinanceAsia
Hong Kong -?Chinese Financial Institutions
?“Best Investment Bank”?
?“Best Broker” ?
?“Best ECM House”?
?“Best DCM House”?
Bloomberg BusinessWeek
Investment Banking - M&A Deal Excellence Award?
Investment Banking - Derivatives Provider of the Year Excellence Award?
Asia Asset Management
Best ETF Market Maker ?
Best 1 Year Performance - MPF Conservative Fund ?
Asiamoney
Best Securities House in Hong Kong?
Best Equity House in China – Offshore ?
Garnered 14 “Best Analyst” awards in Asiamoney Brokers Poll 2017?
2016
Asiamoney
Mumbai-based research analyst Santosh Singh – named
Thomson Reuters
Ranked No.1 in “Top Overall Stock Pickers - Real Estate” in Japan
Ranked No.1 in “Top Industry Stock Pickers -?Real Estate” in Japan
FinanceAsia
?“Best ECM House 2016” among the Chinese financial institutions in Hong Kong
Bloomberg BusinessWeek
Investment Banking - Financial Advisory Excellence Award
Investment Banking - Securities Company of the Year
Asia Asset Management
Best RMB Bonds, Offshore (5 years)
Best 1 Year Performance - Equity Fund (Asia)
Best 1 Year Performance - MPF Conservative Fund
Longevity Award - Best 10 Year Performance - Equity Fund (HK & China)
2015
Benchmark
Best-in-Class MPF Investment Manager - HK Equity
Best-in-Class ETF Fund - China Equity (A Shares)
The Chamber of Hong Kong Listed Companies
Hong Kong Corporate Governance Excellence Awards 2015
Global Banking & Finance Review
2015 Best Investment Banking Company Hong Kong
2015 Best Securities Brokerage Company Hong Kong
Hang Seng Indexes
Security Company of the Year
Bloomberg BusinessWeek
Security Company of the Year
Asia Asset Management
Best ETF Market Maker
Best ETF Manager for Investor Education
Asia Asset Management
Longevity Award - Best 10 Year Performance Equity Fund (HK & China)
2014
Xinhua News Agency
2014 Shanghai Financial Industry Leader
Hexun.com
Best Brokerage Company in Hong Kong
Best Chinese Investment Bank
Best Asset Management Service Provider
Annual Financial Industry Leader
Asiamoney
Best Salesperson in Hong Kong - Ranked 3rd
Hang Seng Indexes
Constituent of Hang Seng Composite
Standard & Poor's
Issuer credit ratings of “BBB” long-term
Finance Asia
Best Chinese Broker in Hong Kong
Asiamoney
Best of the Best Domestic Equity House
2013
Institutional Investor – IIChina.com
2013 Best Asset Management Team in Greater China Diamond Award
2013 Best Research Team in Greater China Diamond Award
Quamnet Outstanding Enterprise Award 2013
Outstanding Equity House
Outstanding RMB Management
STCN
The Best Chinese Investment Bank in Hong Kong
2012
Institutional Investor - IIChina.com
2012 Outstanding Investment Bank – Diamond Award
2012 Best Leader in Finance Diamond Award - Dr. Lin Yong
Hexun.com
Best Chinese Investment Bank
Best Overseas Research Team
Best Equity House in Hong Kong